Suen, Stephen Man Tak 孫文德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UPBEST ASSETS MANAGEMENT LIMITED | RO | Asset management | 2007-05-29 | 2012-06-01 | RO | Advising on corporate finance | 2010-10-12 | 2012-06-01 | RO | Advising on securities | 2010-10-12 | 2012-06-01 |
| 2 | UPBEST COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2007-05-29 | 2012-06-01 | RO | Dealing in futures contracts | 2007-05-29 | 2012-06-01 |
| 3 | UPBEST INVESTMENT COMPANY LIMITED | RO | Securities margin financing | 2007-05-29 | 2012-06-01 |
| 4 | UPBEST SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2007-05-29 | 2012-06-01 | RO | Advising on securities | 2007-05-29 | 2012-06-01 | RO | Asset management | 2007-05-29 | 2012-06-01 | RO | Dealing in securities | 2007-05-29 | 2012-06-01 |
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