Lee, Christophe Kin Ping 李建平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | RO | Advising on corporate finance | 2003-11-19 | RO | Asset management | 2003-11-19 | RO | Advising on securities | 2010-09-01 | RO | Dealing in securities | 2010-09-01 | RO | Asset management | 2005-03-01 | 2010-09-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-01-18 | 2010-09-01 |
| 3 | CES Forex (HK) Limited | RO | Leveraged foreign exchange trading | 2003-11-19 | Rep | Leveraged foreign exchange trading | 2003-11-19 | 2004-08-24 | Rep | Leveraged foreign exchange trading | 2007-09-19 | 2010-09-01 |
| 4 | CES Private (HK) Limited | RO | Advising on securities | 2004-11-26 | 2005-03-31 |
| 5 | CES Wealth Management (HK) Limited | RO | Asset management | 2003-11-19 | RO | Advising on securities | 2005-03-31 |
| 6 | Everbright Securities Digital Finance (HK) Limited | RO | Advising on corporate finance | 2003-11-19 | RO | Advising on securities | 2003-11-19 | RO | Asset management | 2003-11-19 | RO | Automated trading services | 2003-11-19 | RO | Dealing in securities | 2007-01-19 |
| 7 | Everbright Securities Investment Services (HK) Limited | RO | Automated trading services | 2003-07-07 | RO | Advising on corporate finance | 2003-11-19 | RO | Advising on securities | 2003-11-19 | RO | Asset management | 2003-11-19 | RO | Dealing in securities | 2006-04-10 | RO | Advising on securities | 2004-08-13 | 2010-09-01 | Rep | Dealing in securities | 2006-04-10 | 2009-08-03 | RO | Dealing in securities | 2009-08-03 | 2010-09-01 |
| 8 | Fenex Capital Management Limited | RO | Asset management | 2014-05-16 | 2014-08-04 |
| 9 | FRONTPOINT MANAGEMENT (HONG KONG), LTD. | Rep | Asset management | 2010-09-28 | 2010-11-01 | RO | Asset management | 2010-11-01 | 2011-03-31 |
| 10 | IDEG Asset Management (Hong Kong) Limited | RO | Advising on securities | 2023-01-03 | 2023-04-21 | RO | Asset management | 2023-01-03 | 2023-04-21 | RO | Dealing in securities | 2023-01-03 | 2023-04-21 |
| 11 | LOTUS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-14 | 2019-05-28 | RO | Asset management | 2019-01-14 | 2019-05-28 | RO | Advising on securities | 2019-11-25 | 2022-08-10 | RO | Asset management | 2019-11-25 | 2022-08-10 |
| 12 | MZ Asset Management Limited | RO | Asset management | 2015-07-06 | 2018-07-31 |
| 13 | Sun Hung Kai Capital Partners Limited | Rep | Advising on securities | 2023-12-20 | 2024-01-15 | Rep | Asset management | 2023-12-20 | 2024-01-15 | Rep | Dealing in securities | 2023-12-20 | 2024-01-15 | RO | Advising on securities | 2024-01-15 | RO | Asset management | 2024-01-15 | RO | Dealing in securities | 2024-01-15 |
| 14 | Zheng He Capital Management Limited | Rep | Advising on securities | 2019-06-06 | 2019-09-19 | Rep | Asset management | 2019-06-06 | 2019-09-19 |
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