Lee, Joshua Chi Hwa 李智華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Optima Capital Limited | Rep | Advising on securities | 2003-07-11 | |
| 2 | Optima Capital Limited | Rep | Asset management | 2003-07-11 | |
| 3 | Optima Capital Limited | Rep | Advising on corporate finance | 2003-09-24 | |
| 4 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-07-18 | 2003-09-24 |
| 5 | T & F RESEARCH LIMITED | Rep | Advising on securities | 2003-11-28 | 2004-02-20 |
| 6 | CNI GLOBAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-04-11 | 2006-09-04 |
| 7 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2006-09-11 | 2008-11-18 |
| 8 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2006-10-05 | 2008-11-18 |
| 9 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2010-09-27 | 2011-04-22 |
| 10 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2011-05-26 | 2012-01-19 |
| 11 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Dealing in securities | 2011-05-26 | 2012-01-19 |
| 12 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-02-28 | 2013-09-28 |
| 13 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2012-02-28 | 2013-09-28 |
| 14 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-11-20 | 2015-04-17 |
| 15 | SOUTH CHINA CAPITAL LIMITED | RO | Advising on corporate finance | 2015-04-17 | 2015-09-29 |
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