Jim, Daniel Pok Man 詹博聞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2020-01-31 | RO | Asset management | 2020-01-31 |
| 2 | CHARTWELL CAPITAL LIMITED (HK) | Rep | Advising on securities | 2023-03-21 | 2023-04-24 | Rep | Asset management | 2023-03-21 | 2023-04-24 | RO | Advising on securities | 2023-04-24 | RO | Asset management | 2023-04-24 |
| 3 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2020-07-30 | 2020-08-10 | Rep | Asset management | 2020-07-30 | 2020-08-10 | RO | Advising on securities | 2020-08-10 | 2023-01-01 | RO | Asset management | 2020-08-10 | 2023-01-01 | Rep | Dealing in securities | 2021-05-06 | 2023-01-01 |
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