Koo, Kevin Hung Yuan 顧弘源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2005-04-27 | Rep | Dealing in futures contracts | 2004-06-24 | 2005-04-27 |
| 3 | HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-28 | 2020-04-27 | Rep | Asset management | 2019-06-28 | 2020-04-27 |
| 4 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2005-08-05 | 2007-05-04 | Rep | Advising on securities | 2005-08-05 | 2007-05-04 | Rep | Asset management | 2006-08-01 | 2007-05-04 |
| 5 | Opus Capital Management Limited | Rep | Asset management | 2020-09-30 | 2023-05-31 |
| 6 | Opus Securities Limited | Rep | Dealing in securities | 2020-10-27 | 2023-05-31 |
| 7 | WOYI CAPITAL LIMITED | RO | Advising on securities | 2023-07-05 | RO | Asset management | 2023-07-05 |
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