Thassim, Niel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2008-03-19 | 2012-09-14 |
| 2 | DWS Investments Hong Kong Limited | Rep | Asset management | 2008-03-19 | 2012-09-14 |
| 3 | DWS Investments Hong Kong Limited | Rep | Dealing in securities | 2008-03-19 | 2012-09-14 |
| 4 | BFIN Private Advisors (Hong Kong) Limited | RO | Advising on securities | 2014-02-21 | 2016-12-28 |
| 5 | Brookfield Advisors (Hong Kong) Limited | RO | Advising on securities | 2017-01-04 | |
| 6 | RREEF China REIT Management Limited | RO | Asset management | 2011-10-17 | 2012-09-14 |
| 7 | BFIN Private Advisors (Hong Kong) Limited | RO | Dealing in securities | 2014-02-21 | 2016-12-28 |
| 8 | Brookfield Advisors (Hong Kong) Limited | RO | Dealing in securities | 2017-01-04 |
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