Chiu, Mary Si 趙思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphatraxx (H.K.) Limited | Rep | Advising on securities | 2007-03-26 | 2007-04-30 | Rep | Asset management | 2007-03-26 | 2007-04-30 |
| 2 | Enhanced Securities Limited | RO | Advising on corporate finance | 2016-05-12 | 2018-04-30 |
| 3 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2018-06-01 | 2018-10-31 | Rep | Asset management | 2018-06-01 | 2018-10-31 | Rep | Dealing in securities | 2018-06-01 | 2018-10-31 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-08-17 | 2013-03-04 | Rep | Dealing in securities | 2010-08-17 | 2013-03-04 |
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