Keyes, Terence Francois 祈以成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-07-03 | 2008-09-24 | Rep | Dealing in securities | 2008-07-03 | 2008-09-24 | Rep | Advising on securities | 2008-07-24 | 2008-09-24 | RO | Advising on corporate finance | 2008-09-24 | 2009-06-25 | RO | Advising on securities | 2008-09-24 | 2009-06-25 | RO | Dealing in securities | 2008-09-24 | 2009-06-25 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-07-03 | 2008-09-24 | Rep | Dealing in securities | 2008-07-03 | 2008-09-24 | Rep | Advising on securities | 2008-07-24 | 2008-09-24 | RO | Advising on corporate finance | 2008-09-24 | 2009-06-25 | RO | Advising on securities | 2008-09-24 | 2009-06-25 | RO | Dealing in securities | 2008-09-24 | 2009-06-25 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Advising on corporate finance | 2007-02-06 | Rep | Dealing in securities | 2007-02-06 | RO | Advising on corporate finance | 2007-02-06 | 2008-06-30 | RO | Dealing in securities | 2007-02-06 | 2008-06-30 | Rep | Advising on corporate finance | 2009-09-21 | 2010-02-26 | Rep | Dealing in securities | 2009-09-21 | 2010-02-26 | RO | Advising on corporate finance | 2010-02-26 | RO | Dealing in securities | 2010-02-26 |
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