Lu, Gloria Yi 陸奕

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2003-05-03
2 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on corporate finance 2003-09-17 2004-01-08
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2003-05-03
4 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on securities 2004-02-02 2007-08-01
5 BlackRock Asset Management North Asia Limited Rep Advising on securities 2009-09-24 2010-05-12
6 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Advising on securities 2010-09-20 2010-10-25
7 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Advising on securities 2011-07-06 2011-09-06
8 BOND TRUST LIMITED Rep Advising on securities 2013-09-24 2013-10-29
9 HEAD & SHOULDERS SECURITIES LIMITED Rep Advising on securities 2014-03-13 2014-03-31
10 China Renaissance Securities (Hong Kong) Limited Rep Advising on securities 2014-09-01 2014-10-13
11 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Asset management 2003-05-03
12 BlackRock Asset Management North Asia Limited Rep Asset management 2010-03-04 2010-05-12
13 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Asset management 2010-09-20 2010-10-25
14 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Asset management 2011-07-06 2011-09-06
15 BOND TRUST LIMITED Rep Asset management 2013-09-24 2013-10-29
16 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED Rep Asset management 2014-03-13 2014-03-31
17 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2003-05-03
18 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2003-06-03 2007-08-01
19 BlackRock (Hong Kong) Limited (d2017-01-20) Rep Dealing in securities 2010-03-04 2010-05-12
20 HEAD & SHOULDERS SECURITIES LIMITED Rep Dealing in securities 2014-03-13 2014-08-22
21 China Renaissance Securities (Hong Kong) Limited Rep Dealing in securities 2014-09-01 2014-10-13
22 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED RO Advising on securities 2010-10-25 2011-04-25
23 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED RO Advising on securities 2011-09-06 2013-09-05
24 BOND TRUST LIMITED RO Advising on securities 2013-10-29 2014-03-10
25 HEAD & SHOULDERS SECURITIES LIMITED RO Advising on securities 2014-03-31 2014-08-22
26 China Renaissance Securities (Hong Kong) Limited RO Advising on securities 2014-10-13 2016-05-01
27 Fountainhead Partners Company Limited RO Advising on securities 2015-10-12 2016-02-03
28 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED RO Asset management 2010-10-25 2011-04-25
29 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED RO Asset management 2011-09-06 2013-09-05
30 BOND TRUST LIMITED RO Asset management 2013-10-29 2014-03-10
31 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED RO Asset management 2014-03-31 2014-08-22
32 Fountainhead Partners Company Limited RO Asset management 2015-10-12 2016-02-03
33 CR Wealth and Asset Management Limited RO Asset management 2016-02-03 2016-05-01
34 Parantoux Capital Limited RO Asset management 2016-09-01
35 China Renaissance Securities (Hong Kong) Limited RO Dealing in securities 2014-10-13 2016-05-01
36 Fountainhead Partners Company Limited RO Dealing in securities 2015-10-12 2016-02-03

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