Lam, Simon Yiu Wing 林耀榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-03 | Rep | Advising on securities | 2004-05-03 | Rep | Asset management | 2004-05-03 |
| 2 | LBN Advisers Limited | RO | Asset management | 2007-09-13 | 2009-10-31 |
| 3 | SOUTH OCEAN MANAGEMENT LIMITED | Rep | Asset management | 2007-04-13 | 2007-08-31 |
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