Liu, Chi Wai (SFC:AGF471) 廖子慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HOORAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-06-04 | |
| 2 | Lego Corporate Finance Limited | RO | Advising on corporate finance | 2016-01-13 | |
| 3 | Lego Securities Limited | Rep | Dealing in securities | 2021-05-20 | |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2005-04-13 | 2007-04-18 | RO | Advising on corporate finance | 2007-04-18 | 2009-01-20 | Rep | Dealing in securities | 2007-11-26 | 2009-01-20 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2009-02-12 | 2009-03-09 | RO | Advising on corporate finance | 2009-03-09 | 2016-01-03 |
| 6 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-06-09 | 2005-03-30 |
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