Sun, Yanjun 孫燕軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.M. Capital Advisors (HK) Limited | RO | Advising on securities | 2020-11-02 | 2021-07-04 | RO | Asset management | 2020-11-02 | 2021-07-04 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-05-18 | 2011-05-31 | Rep | Advising on securities | 2008-07-23 | 2011-05-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-07-13 | 2006-04-28 | Rep | Dealing in securities | 2004-07-13 | 2006-04-28 |
| 4 | TPG Capital, Limited | Rep | Advising on securities | 2014-01-02 | 2018-11-16 | Rep | Dealing in securities | 2014-01-02 | 2018-11-16 |
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