Lau, Freeman Wan Po 劉雲浦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Advising on corporate finance | 2008-09-16 | 2008-10-30 | RO | Advising on corporate finance | 2008-10-30 | 2010-01-20 |
| 2 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-02-20 | |
| 3 | Glory Sun Securities Limited | RO | Advising on corporate finance | 2019-05-20 | 2024-01-04 |
| 4 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2010-01-28 | 2010-03-02 | RO | Advising on corporate finance | 2010-03-02 | 2015-11-30 |
| 5 | HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2010-04-27 | 2015-11-30 |
| 6 | HUABANG CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2016-06-21 | 2019-02-28 |
| 7 | KGI CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-08-15 | 2006-10-16 | RO | Advising on corporate finance | 2006-10-16 | 2008-09-01 |
| 8 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-05-19 | 2005-08-31 | RO | Advising on corporate finance | 2005-08-31 | 2006-04-13 | Rep | Advising on corporate finance | 2006-04-13 | 2006-08-11 |
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