Wong, Jacky Kar Hong 黃家康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2004-02-11 | |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-06-24 | |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-06-24 | |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-06-24 | |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2005-06-24 | |
| 7 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2004-12-08 | 2005-06-24 |
| 8 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2005-07-07 | 2007-07-27 |
| 9 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2005-07-07 | 2007-07-27 |
| 10 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2005-07-07 | 2007-07-27 |
| 11 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on futures contracts | 2007-07-27 | 2008-07-06 |
| 12 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2007-07-27 | 2008-07-06 |
| 13 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | RO | Asset management | 2007-07-27 | 2008-07-06 |
| 14 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2008-07-06 | 2010-07-07 |
| 15 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2008-07-06 | 2010-07-07 |
| 16 | GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Asset management | 2008-07-06 | 2010-07-07 |
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