So, Wai Lam 蘇慧琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2012-09-05 | 2015-10-30 |
| 2 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-09-05 | 2012-10-15 | RO | Advising on corporate finance | 2012-10-15 | 2015-10-30 |
| 3 | INCU CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2016-04-15 | |
| 4 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2005-01-20 | 2007-09-01 |
| 5 | REXCAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2007-10-04 | 2009-04-01 |
| 6 | Shinco Capital Limited | RO | Advising on corporate finance | 2016-01-21 | 2016-04-15 |
| 7 | VEDA CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2009-06-10 | 2011-12-23 | RO | Advising on corporate finance | 2011-12-23 | 2012-08-28 |
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