Leung, Sylvia Sau Fan 梁秀芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL CAPITAL LIMITED | Rep | Dealing in securities | 2017-08-08 | 2019-11-30 | RO | Advising on corporate finance | 2017-08-08 | 2019-11-30 |
| 2 | DONVEX CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-12-08 | 2023-03-02 | RO | Advising on corporate finance | 2023-03-02 |
| 3 | RaffAello Capital Limited | RO | Advising on corporate finance | 2012-07-05 | 2012-10-05 |
| 4 | Shang International Finance Limited | Rep | Asset management | 2004-09-22 | Rep | Advising on corporate finance | 2005-08-23 | Rep | Advising on securities | 2005-08-23 | Rep | Dealing in securities | 2005-08-23 | RO | Advising on corporate finance | 2005-08-23 | 2010-05-11 | RO | Advising on securities | 2005-08-23 | 2010-05-11 | RO | Dealing in securities | 2005-08-23 | 2010-05-11 | Rep | Asset management | 2007-05-21 | 2007-12-10 | Rep | Dealing in securities | 2020-01-09 | 2020-06-29 | RO | Advising on corporate finance | 2020-01-09 | 2022-11-29 | Rep | Advising on securities | 2020-04-09 | 2020-06-29 | RO | Advising on securities | 2020-06-29 | 2022-11-29 | RO | Dealing in securities | 2020-06-29 | 2022-11-29 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2011-04-06 | 2011-04-12 | Rep | Advising on securities | 2011-04-06 | 2012-06-27 | Rep | Dealing in securities | 2011-04-06 | 2012-06-27 | RO | Advising on corporate finance | 2011-04-12 | 2012-06-27 | Rep | Advising on corporate finance | 2012-10-25 | 2012-12-17 | Rep | Advising on securities | 2012-10-25 | 2014-09-09 | Rep | Dealing in securities | 2012-10-25 | 2014-09-09 | RO | Advising on corporate finance | 2012-12-17 | 2014-09-09 |
| 6 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2010-06-23 | 2011-04-06 | Rep | Dealing in securities | 2010-06-23 | 2011-04-06 | Rep | Advising on securities | 2014-09-17 | 2017-07-09 | Rep | Dealing in securities | 2014-09-17 | 2017-07-09 |
| 7 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-23 | 2010-07-08 | RO | Advising on corporate finance | 2010-07-08 | 2011-04-06 | Rep | Advising on corporate finance | 2014-09-17 | 2014-10-16 | RO | Advising on corporate finance | 2014-10-16 | 2017-07-09 |
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