Wan, Ming Sun 尹明山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OLD PEAK LIMITED (HK) | Rep | Advising on futures contracts | 2005-09-13 | 2022-12-31 | Rep | Advising on securities | 2005-09-13 | 2022-12-31 | Rep | Asset management | 2005-09-13 | 2022-12-31 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-02-26 | Rep | Advising on securities | 2004-02-26 | Rep | Asset management | 2004-02-26 | Rep | Dealing in securities | 2004-02-26 |
| 3 | WEI CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2023-04-17 |
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