de Basto, Roger Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2012-07-10 | |
| 2 | MACQUARIE CAPITAL LIMITED | RO | Advising on corporate finance | 2004-02-06 | 2010-09-17 | RO | Dealing in securities | 2004-02-06 | 2010-09-17 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-11-11 | 2010-09-17 |
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