Tai, Alexander Kwok Leung 戴國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMS CAPITAL LIMITED (d2012-07-13) | RO | Advising on corporate finance | 2007-04-25 | RO | Advising on securities | 2007-04-25 | RO | Asset management | 2007-04-25 |
| 2 | Finet Securities Limited | RO | Advising on securities | 2024-01-15 | RO | Asset management | 2024-01-15 | RO | Dealing in securities | 2024-01-15 |
| 3 | Templewater Hong Kong Limited | RO | Advising on corporate finance | 2007-08-09 | 2017-07-31 | RO | Advising on securities | 2007-08-09 | 2017-07-31 | RO | Asset management | 2007-08-09 | 2017-07-31 | RO | Dealing in securities | 2008-02-29 | 2017-07-31 |
| 4 | VMS Asset Management Limited | RO | Asset management | 2018-11-06 | 2023-12-30 | RO | Advising on securities | 2021-11-03 | 2023-12-30 |
| 5 | VMS Securities Limited | Rep | Advising on corporate finance | 2017-09-18 | 2017-11-14 | Rep | Advising on securities | 2017-09-18 | 2017-11-14 | Rep | Asset management | 2017-09-18 | 2017-11-14 | Rep | Dealing in securities | 2017-09-18 | 2017-11-14 | RO | Asset management | 2017-11-14 | 2019-03-20 | RO | Advising on securities | 2017-11-14 | 2020-09-01 | RO | Advising on corporate finance | 2017-11-14 | 2023-12-30 | RO | Dealing in securities | 2017-11-14 | 2023-12-30 |
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