Lam, Fiona Lai Chu 林麗珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2004-05-27 | 2006-07-28 | RO | Dealing in securities | 2004-05-27 | 2006-07-28 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2003-04-12 | |
| 3 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-24 | 2007-01-12 | Rep | Dealing in securities | 2006-08-24 | 2007-01-12 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-10-20 | 2004-02-11 |
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