Puri, Ruchit
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-03-20 | 2017-04-30 | Rep | Dealing in securities | 2017-09-18 | 2017-09-22 | Rep | Dealing in securities | 2017-12-11 | 2017-12-22 | Rep | Dealing in securities | 2018-03-29 | 2018-04-13 | Rep | Dealing in securities | 2018-06-15 | 2018-06-29 | Rep | Dealing in securities | 2018-10-08 | 2020-02-22 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-20 | 2017-04-30 | Rep | Dealing in securities | 2017-03-20 | 2017-04-30 | Rep | Dealing in futures contracts | 2017-09-18 | 2017-09-22 | Rep | Dealing in securities | 2017-09-18 | 2017-09-22 | Rep | Dealing in futures contracts | 2017-12-11 | 2017-12-22 | Rep | Dealing in securities | 2017-12-11 | 2017-12-22 | Rep | Dealing in futures contracts | 2018-03-29 | 2018-04-13 | Rep | Dealing in securities | 2018-03-29 | 2018-04-13 | Rep | Dealing in futures contracts | 2018-06-15 | 2018-06-29 | Rep | Dealing in securities | 2018-06-15 | 2018-06-29 | Rep | Dealing in futures contracts | 2018-10-08 | 2020-02-22 | Rep | Dealing in securities | 2018-10-08 | 2020-02-22 |
| 3 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-06-16 | 2020-09-11 |
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