Yip, Benjamin Ying Chi 葉熒志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alex KY Wong Asset Management Company Limited | RO | Advising on securities | 2020-02-20 | 2024-02-05 | RO | Asset management | 2020-02-20 | 2024-02-05 |
| 2 | Capital Instinct Limited | RO | Asset management | 2011-05-25 | 2012-05-15 |
| 3 | FT Securities Limited | Rep | Advising on corporate finance | 2004-04-26 | Rep | Advising on securities | 2004-04-26 | Rep | Asset management | 2004-04-26 | Rep | Dealing in securities | 2004-04-28 |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-04-26 | Rep | Asset management | 2004-04-26 | Rep | Dealing in futures contracts | 2004-04-28 |
| 5 | Joy Silver Limited | Rep | Dealing in securities | 2007-01-30 | 2008-05-19 | Rep | Advising on corporate finance | 2007-04-11 | 2008-05-19 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-04-29 | 2006-12-01 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-04-29 | 2006-12-01 |
| 8 | Nan Guo International Asset Management Limited | RO | Asset management | 2014-10-03 | 2020-02-11 | RO | Advising on securities | 2017-07-07 | 2020-02-11 |
| 9 | VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2012-05-25 | 2014-09-30 |
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