Soo, Sean Say Keong 蘇彥霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in futures contracts | 2007-06-15 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-06-15 | |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-05 | Rep | Advising on securities | 2004-01-05 | Rep | Asset management | 2004-01-05 | Rep | Dealing in securities | 2007-06-15 | Rep | Advising on securities | 2006-05-10 | 2007-06-15 |
| 4 | Isola Capital Asset Management Limited | RO | Asset management | 2012-10-17 | 2014-10-08 | RO | Advising on securities | 2013-06-06 | 2014-10-08 | RO | Dealing in securities | 2013-06-06 | 2014-10-08 |
| 5 | JVSakk Asia Limited | RO | Dealing in securities | 2017-11-17 | 2022-12-11 |
| 6 | JVSakk Asset Management Limited | RO | Advising on securities | 2008-08-28 | 2012-10-12 | RO | Asset management | 2008-08-28 | 2012-10-12 | RO | Advising on securities | 2017-11-17 | 2022-12-11 | RO | Asset management | 2017-11-17 | 2022-12-11 |
| 7 | XHarbour Limited | Rep | Advising on securities | 2023-03-03 | 2023-04-27 | Rep | Asset management | 2023-03-03 | 2023-04-27 | RO | Advising on securities | 2023-04-27 | RO | Asset management | 2023-04-27 |
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