Lo, Lawrence Kai 盧騏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | RO | Advising on corporate finance | 2004-10-25 | RO | Advising on futures contracts | 2007-09-30 | RO | Advising on securities | 2007-09-30 | RO | Asset management | 2007-09-30 | RO | Dealing in securities | 2007-09-30 |
| 2 | GENERALI INVESTMENTS ASIA LIMITED | RO | Advising on securities | 2007-12-04 | 2010-06-30 | RO | Asset management | 2007-12-04 | 2010-06-30 | RO | Advising on futures contracts | 2007-12-28 | 2010-06-30 | RO | Dealing in securities | 2007-12-28 | 2010-06-30 | RO | Dealing in futures contracts | 2008-05-30 | 2010-06-30 |
| 3 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-03-19 | 2018-05-11 | Rep | Asset management | 2018-03-19 | 2018-05-11 |
| 4 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2018-03-19 | 2018-05-11 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | RO | Advising on securities | 2010-12-15 | 2017-09-29 | RO | Asset management | 2010-12-15 | 2017-09-29 | RO | Dealing in securities | 2010-12-15 | 2017-09-29 |
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