Au Yeung, Angus Wai Kai 歐陽為鍇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2003-12-23 | 2006-12-05 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-06-30 | 2014-08-12 | Rep | Advising on securities | 2014-06-30 | 2017-01-14 | Rep | Dealing in securities | 2014-06-30 | 2017-01-14 | RO | Advising on corporate finance | 2014-08-12 | 2017-01-14 |
| 3 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-11-23 | 2010-12-21 | Rep | Dealing in securities | 2010-11-23 | 2012-01-05 | RO | Advising on corporate finance | 2010-12-21 | 2012-01-05 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2012-01-06 | 2014-02-12 | Rep | Dealing in securities | 2012-01-06 | 2014-03-22 | RO | Advising on corporate finance | 2014-02-12 | 2014-03-22 |
| 5 | Golden Jade Capital Limited | RO | Advising on corporate finance | 2009-12-29 | 2010-10-29 |
| 6 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-02-24 | 2017-09-04 | Rep | Dealing in securities | 2017-02-24 | 2017-09-04 | RO | Advising on corporate finance | 2017-09-04 | 2022-07-21 | RO | Dealing in securities | 2017-09-04 | 2022-07-21 | Rep | Advising on securities | 2019-01-14 | 2022-07-21 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2017-09-04 | 2022-07-21 |
| 8 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-12-16 | 2023-03-29 | Rep | Dealing in securities | 2022-12-16 | 2023-03-29 | RO | Advising on corporate finance | 2023-03-29 | 2024-07-29 | RO | Dealing in securities | 2023-03-29 | 2024-07-29 |
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