He, Martin 何志雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austin Asia Securities Limited | Rep | Advising on corporate finance | 2014-01-30 | 2014-02-17 | RO | Advising on corporate finance | 2014-02-17 | 2014-07-21 |
| 2 | CHIEF FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-08-14 | 2014-09-19 | RO | Advising on corporate finance | 2014-09-19 | 2018-01-06 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2014-08-14 | 2018-01-06 | Rep | Dealing in securities | 2014-08-14 | 2018-01-06 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-16 | 2009-08-13 |
| 5 | Golden Jade Capital Limited | RO | Advising on corporate finance | 2020-09-17 | 2020-11-28 |
| 6 | Neutral Financial Holding Company Limited | RO | Advising on corporate finance | 2018-11-20 | 2020-01-02 | RO | Advising on securities | 2018-11-20 | 2020-01-02 | RO | Dealing in securities | 2018-11-20 | 2020-01-02 |
| 7 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2010-02-26 | 2012-08-29 | Rep | Advising on corporate finance | 2010-03-10 | 2012-08-29 | RO | Advising on corporate finance | 2012-08-29 | 2013-07-03 | RO | Advising on securities | 2012-08-29 | 2013-07-03 |
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