Law, Chor Yam 羅楚欽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | RO | Dealing in securities | 2009-12-15 | 2010-09-27 |
| 2 | GBS INTERNATIONAL FINANCIAL LIMITED | RO | Dealing in futures contracts | 2009-06-15 | 2010-09-03 |
| 3 | ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2011-02-28 | 2023-08-26 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2011-02-17 | 2023-08-26 | RO | Advising on securities | 2013-02-26 | 2023-08-26 |
| 5 | TIS SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2005-01-21 | 2006-09-30 | RO | Dealing in securities | 2005-01-21 | 2006-09-30 |
| 6 | WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2006-10-23 | 2009-04-30 | Rep | Dealing in futures contracts | 2023-12-04 | 2024-03-22 | RO | Dealing in futures contracts | 2024-03-22 |
| 7 | WING FUNG SECURITIES LIMITED | RO | Dealing in securities | 2007-01-17 | 2009-04-30 | Rep | Advising on securities | 2023-12-04 | 2024-03-22 | Rep | Dealing in securities | 2023-12-04 | 2024-03-22 | RO | Advising on securities | 2024-03-22 | RO | Dealing in securities | 2024-03-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy