Roach, Stephen Samuel

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on corporate finance 2007-07-20 2008-03-04
Rep Advising on futures contracts 2007-07-20 2008-03-04
Rep Advising on securities 2007-07-20 2008-03-04
Rep Automated trading services 2007-07-20 2008-03-04
Rep Dealing in securities 2007-07-20 2008-03-04
RO Advising on corporate finance 2008-03-04 2010-07-29
RO Advising on futures contracts 2008-03-04 2010-07-29
RO Advising on securities 2008-03-04 2010-07-29
RO Automated trading services 2008-03-04 2010-07-29
RO Dealing in securities 2008-03-04 2010-07-29
Rep Advising on corporate finance 2010-07-29 2012-04-02
Rep Advising on securities 2010-07-29 2012-04-02
Rep Dealing in securities 2010-07-29 2012-04-02

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