Roach, Stephen Samuel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-07-20 | 2008-03-04 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2010-07-29 | 2012-04-02 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2007-07-20 | 2008-03-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-07-20 | 2008-03-04 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2010-07-29 | 2012-04-02 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-07-20 | 2008-03-04 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-07-20 | 2008-03-04 |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-07-29 | 2012-04-02 |
| 9 | Morgan Stanley Asia Limited | RO | Advising on corporate finance | 2008-03-04 | 2010-07-29 |
| 10 | Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2008-03-04 | 2010-07-29 |
| 11 | Morgan Stanley Asia Limited | RO | Advising on securities | 2008-03-04 | 2010-07-29 |
| 12 | Morgan Stanley Asia Limited | RO | Automated trading services | 2008-03-04 | 2010-07-29 |
| 13 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2008-03-04 | 2010-07-29 |
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