Yen, John Jong Ling 嚴中伶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVANTA INVESTMENT MANAGEMENT LIMITED | RO | Asset management | 2006-03-17 | 2007-10-31 | RO | Advising on securities | 2006-09-06 | 2007-10-31 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2007-11-24 | 2008-01-15 | Rep | Asset management | 2007-11-24 | 2008-01-15 | RO | Advising on securities | 2008-01-15 | 2012-01-03 | RO | Asset management | 2008-01-15 | 2012-01-03 |
| 3 | China Vered Asset Management (Hong Kong) Limited | RO | Advising on securities | 2012-04-17 | 2016-06-30 | RO | Asset management | 2012-04-17 | 2016-06-30 |
| 4 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Asset management | 2010-09-27 | 2012-01-03 |
| 5 | CMS CAPITAL (HK) CO., LIMITED | RO | Asset management | 2010-01-04 | 2010-09-01 | RO | Advising on securities | 2010-01-04 | 2012-01-03 |
| 6 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2004-06-24 | 2004-12-22 |
| 7 | FUSION WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2016-09-26 | 2018-04-03 | RO | Asset management | 2016-09-26 | 2018-04-03 | RO | Advising on securities | 2020-08-18 | RO | Asset management | 2020-08-18 |
| 8 | Sheng Yuan Sino Asset Management Limited | RO | Advising on securities | 2018-05-25 | 2020-03-05 | RO | Asset management | 2018-05-25 | 2020-03-05 |
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