Chau, Wai Hing 周偉興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2011-05-05 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-16 | 2008-05-14 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-16 | 2008-05-14 |
| 4 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-20 | 2011-01-26 |
| 5 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2020-07-31 | 2020-09-24 | Rep | Asset management | 2020-07-31 | 2020-09-24 | Rep | Dealing in securities | 2020-07-31 | 2021-04-16 | RO | Advising on securities | 2020-09-24 | 2021-04-16 | RO | Asset management | 2020-09-24 | 2021-04-16 |
| 6 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2008-11-20 | 2011-05-05 |
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