Lance, Robert Waldo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ascalon Capital Limited | RO | Dealing in securities | 2014-01-15 | 2016-03-08 |
| 2 | Double Haven Capital (Hong Kong) Limited | RO | Asset management | 2007-02-16 | 2012-11-02 | Rep | Asset management | 2012-11-02 | 2013-03-01 |
| 3 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2006-08-08 | 2006-12-29 | Rep | Advising on securities | 2006-08-08 | 2006-12-29 | Rep | Asset management | 2006-08-08 | 2006-12-29 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2003-04-23 | 2003-12-12 | Rep | Automated trading services | 2003-06-03 | 2003-09-19 | RO | Dealing in futures contracts | 2003-06-03 | 2006-02-24 | RO | Dealing in securities | 2003-12-12 | 2004-07-11 | RO | Dealing in securities | 2005-06-24 | 2006-02-24 |
| 5 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Automated trading services | 2003-06-03 | 2003-09-08 | RO | Dealing in futures contracts | 2003-06-03 | 2006-02-24 |
| 6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-04-23 | 2003-12-12 | Rep | Automated trading services | 2003-06-03 | 2003-09-04 | RO | Dealing in securities | 2003-12-12 | 2004-07-11 | Rep | Dealing in securities | 2004-07-20 | 2005-06-24 | RO | Dealing in securities | 2005-06-24 | 2006-02-24 |
| 7 | MCM INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2018-05-09 | 2018-07-03 | RO | Asset management | 2018-07-03 | 2019-12-31 |
| 8 | Zerobridge Partners Advisory Limited | Rep | Advising on securities | 2020-09-16 | 2021-02-02 | Rep | Dealing in securities | 2020-09-16 | 2021-02-02 |
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