Chum, Desmond Kwan Yue 鄭君如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-03-21 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-03-21 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2005-03-21 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-04-30 | |
| 6 | Claren Road Asia Limited | RO | Asset management | 2009-03-30 | 2017-06-30 |
| 7 | Canyon Capital Advisors (Hong Kong) Limited | RO | Dealing in securities | 2019-09-17 |
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