Rigby, Clive Derek Conway Louis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynosure Asset Management Hong Kong Limited | RO | Dealing in securities | 2005-12-19 | 2010-07-15 | RO | Dealing in securities | 2014-01-17 | 2018-12-11 | RO | Advising on securities | 2014-03-18 | 2018-12-11 | RO | Asset management | 2014-03-18 | 2018-12-11 |
| 2 | Funderstone Asset Management (HK) Limited | RO | Asset management | 2019-01-25 | 2020-02-10 |
| 3 | Funderstone Futures Limited | RO | Advising on futures contracts | 2004-11-02 | RO | Asset management | 2020-02-27 | RO | Dealing in futures contracts | 2020-02-27 | RO | Advising on futures contracts | 2005-12-19 | 2020-02-27 | Rep | Advising on futures contracts | 2020-02-27 | Rep | Asset management | 2020-02-27 | Rep | Dealing in futures contracts | 2020-02-27 |
| 4 | Funderstone Securities Limited | RO | Advising on corporate finance | 2004-11-02 | RO | Advising on securities | 2004-11-02 | RO | Asset management | 2020-02-27 | RO | Dealing in securities | 2020-02-27 | RO | Advising on securities | 2019-03-07 | 2020-02-27 | Rep | Advising on securities | 2020-02-27 | Rep | Asset management | 2020-02-27 | Rep | Dealing in securities | 2020-02-27 |
| 5 | IMPAC ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2014-07-25 | 2016-06-30 |
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