Pang, Keng Chan 彭鏡塵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KCG FUND MANAGEMENT LIMITED | RO | Advising on securities | 2007-05-04 | 2010-05-31 | RO | Asset management | 2007-05-04 | 2010-05-31 | RO | Advising on securities | 2012-06-05 | RO | Asset management | 2013-11-18 |
| 2 | KCG SECURITIES ASIA LIMITED | RO | Advising on corporate finance | RO | Advising on securities | RO | Dealing in securities | RO | Asset management | 2004-02-11 | RO | Asset management | 2004-11-25 |
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