Lam, Franklin Fan Keung 林奮強

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UBS Asset Management (Hong Kong) Limited Rep Advising on securities 2005-12-01 2006-01-18
Rep Asset management 2005-12-01 2006-01-18
RO Advising on securities 2006-01-18 2011-07-11
RO Asset management 2006-01-18 2011-07-11
2 UBS SECURITIES ASIA LIMITED Rep Advising on corporate finance 2005-03-01
Rep Asset management 2005-03-01
Rep Advising on securities 2005-04-27
RO Advising on securities 2005-04-27 2006-01-09

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