Lau, On Kwok 劉安國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA ASSETS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-01-15 | Rep | Advising on securities | 2004-01-15 | Rep | Asset management | 2004-01-15 | RO | Advising on corporate finance | 2004-01-15 | 2011-01-01 | RO | Advising on securities | 2004-01-15 | 2011-01-01 | RO | Asset management | 2004-01-15 | 2011-01-01 | RO | Advising on securities | 2019-01-24 | RO | Asset management | 2019-01-24 | RO | Advising on corporate finance | 2020-01-02 |
| 2 | SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-06-14 | 2014-08-06 | RO | Asset management | 2011-06-14 | 2014-08-06 |
| 3 | SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2013-10-02 | 2014-08-06 |
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