Mahony, Terence Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | RO | Advising on securities | 2009-11-25 | 2010-05-28 | RO | Asset management | 2009-11-25 | 2010-05-28 | Rep | Advising on securities | 2010-05-28 | 2011-11-01 | Rep | Asset management | 2010-05-28 | 2011-11-01 |
| 2 | Asia Frontier Investments Limited | Rep | Advising on securities | 2012-04-11 | 2022-11-11 | Rep | Asset management | 2012-04-11 | 2022-11-11 |
| 3 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2007-08-23 | 2007-12-17 | Rep | Dealing in securities | 2007-08-23 | 2007-12-17 | RO | Advising on corporate finance | 2007-12-17 | 2009-11-25 | RO | Dealing in securities | 2007-12-17 | 2009-11-25 |
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