Chan, Wo Chuang 陳和莊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-01 | |
| 2 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2004-01-12 | 2008-04-24 |
| 3 | Octal Capital Limited | Rep | Advising on corporate finance | 2012-11-26 | 2013-02-07 |
| 4 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on securities | 2003-11-14 | |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Asset management | 2003-11-14 | |
| 6 | Octal Capital Limited | Rep | Dealing in securities | 2012-11-26 | 2013-02-07 |
| 7 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2008-04-24 | 2012-11-24 |
| 8 | Octal Capital Limited | RO | Advising on corporate finance | 2013-02-07 | |
| 9 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Dealing in securities | 2008-04-24 | 2012-11-24 |
| 10 | Octal Capital Limited | RO | Dealing in securities | 2013-02-07 |
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