Fung, Alan Chi Ming 馮智明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2004-03-01 | 2004-04-21 |
| 2 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Dealing in securities | 2004-03-01 | 2004-04-21 |
| 3 | PIPER JAFFRAY ASIA LIMITED | RO | Advising on corporate finance | 2004-01-02 | |
| 4 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2004-04-21 | 2012-09-29 |
| 5 | Octal Capital Limited | RO | Advising on corporate finance | 2012-10-03 | |
| 6 | PIPER JAFFRAY ASIA LIMITED | RO | Advising on securities | 2004-01-02 | |
| 7 | PIPER JAFFRAY ASIA LIMITED | RO | Asset management | 2003-05-07 | |
| 8 | PIPER JAFFRAY ASIA LIMITED | RO | Dealing in securities | 2003-07-04 | 2004-01-02 |
| 9 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Dealing in securities | 2004-04-21 | 2012-09-29 |
| 10 | Octal Capital Limited | RO | Dealing in securities | 2012-10-03 |
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