Wong, Wai Leung (SFC:AFW562) 黃偉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Libertas Capital Asia Limited | RO | Advising on corporate finance | 2007-06-21 | 2008-09-12 | Rep | Dealing in securities | 2008-04-17 | 2008-09-12 |
| 2 | Octal Capital Asset Management Limited | RO | Asset management | 2016-09-02 | |
| 3 | Octal Capital Limited | Rep | Advising on corporate finance | 2012-10-30 | 2013-01-08 | Rep | Dealing in securities | 2012-10-30 | 2013-01-08 | RO | Advising on corporate finance | 2013-01-08 | RO | Dealing in securities | 2013-01-08 |
| 4 | Partners Asset Management (HK) Limited | RO | Asset management | 2009-12-02 | 2012-10-24 | RO | Advising on securities | 2010-01-07 | 2012-10-24 |
| 5 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2008-10-03 | 2008-12-29 | Rep | Dealing in securities | 2008-10-03 | 2008-12-29 | RO | Advising on corporate finance | 2008-12-29 | 2012-10-24 | RO | Dealing in securities | 2008-12-29 | 2012-10-24 |
| 6 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-28 | 2007-01-01 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Asset management | 2004-07-20 | Rep | Advising on corporate finance | 2004-09-13 | Rep | Advising on securities | 2004-09-13 |
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