Lee, Wai Ling (SFC:AAD572) 李蔚玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-01 | 2016-04-27 | RO | Dealing in securities | 2016-04-27 |
| 2 | Enhanced Securities Limited | RO | Dealing in securities | 2011-08-02 | 2016-03-31 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-03-27 | 2007-10-01 |
| 4 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-14 | Rep | Advising on securities | 2005-02-14 | Rep | Asset management | 2005-02-14 | Rep | Automated trading services | 2007-03-16 | Rep | Dealing in securities | 2007-03-16 | Rep | Dealing in securities | 2007-10-02 | 2008-01-08 | RO | Dealing in securities | 2008-01-08 | 2011-02-01 |
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