Lee, Wai Ling (SFC:AAD572) 李蔚玲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SINO CAPITAL SECURITIES LIMITED Rep Advising on corporate finance 2005-02-14
2 SINO CAPITAL SECURITIES LIMITED Rep Advising on securities 2005-02-14
3 SINO CAPITAL SECURITIES LIMITED Rep Asset management 2005-02-14
4 SINO CAPITAL SECURITIES LIMITED Rep Automated trading services 2007-03-16
5 SINO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2007-03-16
6 RHB SECURITIES HONG KONG LIMITED Rep Dealing in securities 2007-03-27 2007-10-01
7 SINO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2007-10-02 2008-01-08
8 CHINA DEMETER SECURITIES LIMITED Rep Dealing in securities 2016-04-01 2016-04-27
9 SINO CAPITAL SECURITIES LIMITED RO Dealing in securities 2008-01-08 2011-02-01
10 Enhanced Securities Limited RO Dealing in securities 2011-08-02 2016-03-31
11 CHINA DEMETER SECURITIES LIMITED RO Dealing in securities 2016-04-27

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