Lee, Wai Ling (SFC:AAD572) 李蔚玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-02-14 | |
2 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on securities | 2005-02-14 | |
3 | SINO CAPITAL SECURITIES LIMITED | Rep | Asset management | 2005-02-14 | |
4 | SINO CAPITAL SECURITIES LIMITED | Rep | Automated trading services | 2007-03-16 | |
5 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-16 | |
6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-03-27 | 2007-10-01 |
7 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-02 | 2008-01-08 |
8 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-01 | 2016-04-27 |
9 | SINO CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2008-01-08 | 2011-02-01 |
10 | Enhanced Securities Limited | RO | Dealing in securities | 2011-08-02 | 2016-03-31 |
11 | CHINA DEMETER SECURITIES LIMITED | RO | Dealing in securities | 2016-04-27 |
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