Ng, Larry Hon Sau 吳翰綬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GET NICE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-06-14 | 2017-01-05 | RO | Asset management | 2017-01-05 |
| 2 | GET NICE FUTURES COMPANY LIMITED | Rep | Asset management | 2004-11-25 | Rep | Advising on futures contracts | 2005-12-16 | Rep | Dealing in futures contracts | 2005-12-16 | RO | Advising on futures contracts | 2005-12-16 | RO | Dealing in futures contracts | 2005-12-16 |
| 3 | GET NICE SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-12-16 | Rep | Advising on securities | 2007-04-04 | Rep | Dealing in securities | 2007-04-04 | Rep | Asset management | 2017-01-05 | RO | Advising on corporate finance | 2005-12-16 | RO | Advising on securities | 2007-04-04 | RO | Dealing in securities | 2007-04-04 | RO | Asset management | 2017-01-05 |
| 4 | GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2016-03-10 | 2017-11-28 | RO | Dealing in securities | 2016-03-10 | 2017-11-28 |
| 5 | United Securities Limited (HK) | RO | Advising on securities | 2016-03-10 | 2017-01-26 | RO | Dealing in securities | 2016-03-10 | 2017-01-26 |
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