Ng, Ka Po (SFC:AGK780) 吳家保
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Optima Capital Limited | Rep | Advising on corporate finance | 2007-05-23 | 2008-10-15 | Rep | Advising on securities | 2007-11-20 | 2008-10-15 | Rep | Dealing in securities | 2007-11-20 | 2008-10-15 | RO | Advising on corporate finance | 2008-10-15 | RO | Advising on securities | 2008-10-15 | RO | Dealing in securities | 2008-10-15 |
| 2 | Shang International Finance Limited | Rep | Advising on corporate finance | 2007-05-19 | Rep | Advising on securities | 2007-05-19 | Rep | Asset management | 2007-05-19 | Rep | Dealing in securities | 2007-05-19 |
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