Ruan, David Ching Chi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJIA-RPMH (HK) LIMITED | RO | Asset management | 2005-05-17 | 2006-03-06 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Advising on corporate finance | 2004-02-02 | Rep | Advising on futures contracts | 2004-03-22 | Rep | Advising on securities | 2004-03-22 | Rep | Asset management | 2004-03-22 | Rep | Dealing in securities | 2004-03-22 |
| 3 | AP Asset Management (HK) Limited | RO | Advising on securities | 2004-07-07 | 2011-09-30 | RO | Asset management | 2004-07-07 | 2011-09-30 | RO | Advising on futures contracts | 2004-08-26 | 2011-09-30 | RO | Dealing in securities | 2004-10-05 | 2011-09-30 |
| 4 | RAYS Capital Partners Limited | Rep | Asset management | 2011-11-01 | 2012-03-28 | Rep | Advising on securities | 2011-12-21 | 2012-03-28 | RO | Advising on securities | 2012-03-28 | RO | Asset management | 2012-03-28 |
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