Jiang, Guorong (1969) 蔣國榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Dealing in securities | 2004-05-12 | 2008-12-31 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-20 | 2008-09-02 | RO | Dealing in securities | 2008-09-02 | 2009-10-30 | RO | Advising on corporate finance | 2009-10-30 | 2014-06-30 | RO | Dealing in securities | 2013-10-18 | 2014-06-30 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2017-09-21 | 2018-11-21 | Rep | Dealing in securities | 2017-09-21 | 2023-11-30 | RO | Advising on corporate finance | 2018-11-21 | 2023-11-30 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-09-15 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 | 2017-06-23 |
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