Pan, Terry San Kong 潘新江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI Bullion Company Limited | Rep | Advising on corporate finance | 2003-04-07 | Rep | Advising on securities | 2003-04-07 | Rep | Asset management | 2003-04-07 | Rep | Automated trading services | 2003-04-07 | Rep | Dealing in securities | 2003-04-07 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-02-02 | 2015-04-21 | RO | Dealing in securities | 2015-04-21 | 2021-12-31 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2015-02-02 | 2015-04-21 | Rep | Asset management | 2015-02-02 | 2015-04-21 | Rep | Dealing in securities | 2015-02-02 | 2015-04-21 | RO | Advising on securities | 2015-04-21 | RO | Asset management | 2015-04-21 | RO | Dealing in securities | 2015-04-21 | RO | Dealing in futures contracts | 2022-01-13 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | RO | Asset management | 2007-03-20 | 2015-01-05 |
| 5 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2003-04-07 | 2005-01-27 | RO | Advising on securities | 2005-01-27 | 2015-01-05 | RO | Asset management | 2005-01-27 | 2015-01-05 | RO | Dealing in securities | 2005-01-27 | 2015-01-05 |
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