Chan, Isabella Shuet Sum 陳雪心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2005-12-13 | 2017-10-17 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | RO | Dealing in securities | 2017-10-17 | 2021-07-05 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | RO | Advising on securities | 2020-10-23 | 2021-07-05 |
| 4 | Legg Mason Asset Management Hong Kong Limited | RO | Advising on securities | 2020-10-23 | 2021-07-05 |
| 5 | Legg Mason Asset Management Hong Kong Limited | RO | Dealing in securities | 2020-10-23 | 2021-07-05 |
| 6 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2021-07-05 | 2022-06-17 |
| 7 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2021-07-05 | 2022-06-17 |
| 8 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2021-07-05 | 2022-06-17 |
| 9 | Legg Mason Asset Management Hong Kong Limited | Rep | Dealing in securities | 2021-07-05 | 2022-06-17 |
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