Chan, Wang Fai (SFC:AFI965) 陳宏輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Automated trading services | 2003-09-05 | Rep | Advising on futures contracts | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in futures contracts | 2005-02-04 | RO | Dealing in futures contracts | 2005-02-04 | 2009-05-29 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in securities | 2004-09-03 | RO | Dealing in securities | 2004-09-03 | 2009-05-29 |
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